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Zhongcheng Qingtai Jinan Institute, together with Jinan Fund Industry Association and Jinan Fund Building, successfully held the first phase of the fund risk control compliance lecture hall.

Published:

2021-04-22

Zhongcheng Qingtai Jinan Institute United Jinan Fund Industry Association, Jinan Fund Building Successfully held the first phase of the fund risk control compliance lecture hall.

On December 23, 2019, the China Securities Investment Fund Industry Association issued the ''Notice for the Filing of Private Investment Funds (2019 Edition) ''. The new filing regulations are enriched and refined into 39 items, further clarifying the extension boundary of private equity funds and reiterating qualified investors. Requirements, clarify the concept of fundraising completion, refine the investment operation requirements, and propose differentiated filing requirements for different types of funds.

To this end, under the guidance of Jinan Local Financial Supervision Administration and Jinan High-tech Zone Finance Bureau, Jinan Fund Industry Association, Jinan Fund Building Operator, and Zhongcheng Qingtai (Jinan) Law Firm held the "Private Equity Investment Fund Filing Instructions (2019 Edition)" special lecture and "Jinan Fund Building Wind Control Compliance Lecture Hall" the first issue, more than 80 financial professionals from various private equity fund institutions in Shandong Province participated in this event.

Director Tang Xiangdong of Zhongcheng Qingtai (Jinan) Law Firm and General Manager Zhang Sai of Jinan Fund Building Operator Wind Control Empowerment attended and delivered speeches. Respectively on the private investment fund filing notice (2019 edition) and Jinan fund building wind control compliance lecture hall issued relevant opinions.

During the meeting, Secretary General Li of the Association and Chairman Wang of Jinan Fund Building Operator jointly unveiled the "Jinan Fund Building Wind Control Compliance Lecture Hall.

Finally, Zhang Jian, a lawyer from Zhongcheng Qingtai Jinan Institute, made a detailed analysis and explanation on the filing instructions for private investment funds (2019 edition). Compared with the 2018 version, the main changes in the new filing regulations include: first, to further clarify the extension boundary of private equity funds; The second is to clarify the responsibilities of managers and custodians. The third is to reiterate the requirements of qualified investors. The fourth is to clarify the concept of fund raising. Five is to standardize the closed operation of the fund and exceptions; Six is to set the requirements for the duration of the fund; Seven is to refine the investment operation requirements; Eight is to strictly regulate related party transactions; nine is for private equity funds, private equity funds and asset allocation funds, made differentiated provisions. Participants actively asked questions and the atmosphere was active. This lecture was unanimously recognized by the participants and achieved good results.